Best Investors Account Sign in
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-07-17
TX RA APPROVED 2023-12-07
AZ RA APPROVED 2019-01-25
  • WA RA
    APPROVED
    Since 2025-07-17
  • TX RA
    APPROVED
    Since 2023-12-07
  • AZ RA
    APPROVED
    Since 2019-01-25

Branch Locations

Sequim, WA • United States

15150 W. Park Place, Suite 114, Goodyear, AZ 85395 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Scottsdale AZ 10/2015 01/2019
Raymond James Financial Services, Inc. Goodyear AZ 01/2019 Present
Raymond James Financial Services Advisors, Inc. Goodyear AZ 01/2019 Present
Previous Registrations
Other Businesses

(1)Name of Business: Robb Wealth Management Address: 15150 W Park pl , Suite 114, Goodyear, AZ, 85395, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/21/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Build clientele, provide investment advice and manage their investments. (2)Name of Business: TLT Partners llc Address: 15150 W Park Place, Suite 114, Goodyear, AZ, 85395, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/02/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Purpose of this partnership is to share and pay office expenses for our practices.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-16
S63 Uniform Securities Agent State Law Examination 2002-01-31
  • S66 Uniform Combined State Law Examination
    2007-01-16
  • S63 Uniform Securities Agent State Law Examination
    2002-01-31
Other Names
  • Laura Mariann Carson
  • Laura Mariann Picasso
  • Laura Mariann Picasso-Robb
  • Laura Robb

View on SEC IAPD

More in Sequim, WA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor