Louis Anthony Sclafani

Current Employers

Employment History

• 01/1989 → Present
  Coldwell, Sclafani & Company Llp Cpas
  Glendale, CA
• 11/2001 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 06/2004 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2018 → Present
  Sclafani Wealth Advisors
  Glendale, CA

Other Businesses

1) NAME OF OTHER BUSINESS: COLDWELL, SCLAFANI & COMPANY LLP CPAs ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: CPA PUBLIC ACCOUNTING & TAX PRACTICE ; START DATE: 01/1989; POSITION/TITLE/RELATIONSHIP: CO-OWNER / CPA ; APX NUMBER OF HOURS PER WEEK: 50 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS ; 2) NAME OF OTHER BUSINESS: MOTHER'S TRUSTS INVESTMENT RELATED: NO ADDRESS: 5222 ESCALANTE DR LA CANADA, CA 91011 NATURE OF BUSINESS: TRUSTS START DATE: 11/2016 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: TRUSTEE BRIEF DESCRIPTION OF DUTIES: FINAL ADMINISTRATION OF TWO TRUSTS 3) SCLAFANI WEALTH ADVISORS, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 09/2018, REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 4)NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: 3223 SAGAMORE WAY, LOS ANGELES, CA 90065; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: OWNER / LANDLORD; APX NUMBER OF HOURS PER WEEK: LESS THAN 2; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 2; BRIEF DESCRIPTION OF DUTIES: OWNER AND LANDLORD OF RESIDENTIAL RENTAL PROPERTY; 5) NAME OF OTHER BUSINESS: TRUST ; INVESTMENT RELATED: NO ADDRESS: 5222 ESCALANTE DR, LA CANADA CA 91011 ; NATURE OF BUSINESS: FAMILY TRUST ; START DATE: 12/2020 ; POSITION/TITLE/RELATIONSHIP: CO-TRUSTEE APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: CO-TRUSTEE WITH SPOUSE FOR TRUSTS CREATED FBO SISTERS CHILDREN ;

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-08-27
• S63 Uniform Securities Agent State Law Examination
  2002-01-17
• S66 Uniform Combined State Law Examination
  1999-08-10

Designations