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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-03-07 |
| LA | RA | APPROVED | 2012-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Ins. Co. | Slidell | LA | 06/2005 | Present |
| Lpl Financial | Slidell | LA | 01/2012 | Present |
1. 01/23/12 - PONTCHARTRAIN INVESTMENT MANAGEMENT/ DBA ONLY/ SLIDELL, LA 2. 01/23/12 - RENTAL PROPERTY/ 3% OF TIME/ SLIDELL, LA. 3. 5/11/2012 - NON-VARIABLE INSURANCE - GUARDIAN LIFE INSURANCE COMPANY LIFE AND DISABILITY INSURANCE AGENT - TIME SPENT 10% - SLIDELL, LA. 4. 5/11/2012 - NON-VARIABLE INSURANCE - SALE OF LIFE, HEALTH, DISABILITY AND LONG-TERM CARE INSURANCE TO RETAIL CLIENTS - TIME SPENT 10% - SLIDELL, LA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-11 |
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