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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-09
AL RA APPROVED 2020-06-22
  • TX RA
    APPROVED_RES
    Since 2022-06-09
  • AL RA
    APPROVED
    Since 2020-06-22

Branch Locations

4553 Pine Tree Circle Suite 205, Vestavia Hills, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Ins Co Birmingham AL 11/2001 05/2018
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 05/2018
Mml Investors Services, Llc Birmingham AL 03/2017 05/2018
Securian Financial Services Inc St Paul MN 05/2018 06/2020
Minnesota Life Insurance Co St Paul MN 05/2018 Present
Wealth Management Group Llc Birmingham AL 05/2018 Present
Cambridge Investment Research, Inc. Fairfield IA 06/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2020 Present
  • 11/2001 → 05/2018
    Metropolitan Life Ins Co
    Birmingham, AL
  • 07/2016 → 05/2018
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 05/2018
    Birmingham, AL
  • 05/2018 → 06/2020
    Securian Financial Services Inc
    St Paul, MN
  • 05/2018 → Present
    Minnesota Life Insurance Co
    St Paul, MN
  • 05/2018 → Present
    Wealth Management Group Llc
    Birmingham, AL
  • 06/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2020 → Present
    Fairfield, IA
Previous Registrations
  • 2018-05-11 → 2020-06-26
    Securian Financial Services, Inc.
    Birmingham, AL
  • 2017-03-25 → 2018-05-10
    Vestavia, AL
  • 2011-03-25 → 2017-03-25
    Msi Financial Services, Inc.
    Birmingham, AL
    Birmingham, AL
Other Businesses

1) TRENT JONES, 3603 ASHWOOD DRIVE, JASPER, AL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 05/01/18, 1/MO-0/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 06/22/20 3) WEALTHARC ADVISORS, 1957 Hoover Court, Suite 316, Hoover AL 35226, United States, 04/01/2026, Owner, DBA Name, IR, 160 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-23
S63 Uniform Securities Agent State Law Examination 2002-03-04
  • S66 Uniform Combined State Law Examination
    2011-03-23
  • S63 Uniform Securities Agent State Law Examination
    2002-03-04
Other Names
  • Trent Jones

View on SEC IAPD

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