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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2012-02-14 |
Branch Locations
St. Charles, MO • United States
19 Research Park Court, Saint Charles, MO 63304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vantage Credit Union | Bridgeton | MO | 10/2002 | Present |
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Bridgeton | MO | 11/2007 | Present |
1. 11/30/2007 - VANTAGE INVESTMENT SERVICES GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 7/8/2014 - LINDENWOOD UNIVERSITY - Investment Related - 11960 WESTLINE INDUSTRIAL DRIVE SUITE 260, ST. LOUIS MO 63141 - OUTSIDE/W-2 EMPLOYMENT - ADJUNCT INSTRUCTOR - START 07/10/2014 - 16 Hours Per Month/0 Hours During Securities Trading - CLASS ON INVESTMENTS, BUSINESS LAW AND CONSUMER FINANCE. 3. 10/31/2019 - Vantage Credit Union - Investment Related - At Reported Business Location(s) - Other-Manage credit union quality - Director of Quality Assurance - Started 06/01/2017 - 100 Hours Per Month During Securities Trading - Manage the quality of credit union practices and procedures and report to management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-22 |
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