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Suman Sachdeva

Bfc Planning, Inc.

Naples, FL

Cedar Rapids, IA

Lisle, IL

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Current Employers
Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-01-03
  • IL RA
    APPROVED
    Since 2017-01-03

Branch Locations

Naples, FL • United States

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Lisle, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broker Dealer Financial Services West Des Moines IA 01/2014 12/2016
Securities Management And Research, Inc Lisle IL 01/2017 Present
Bfc Planning, Inc. Lisle IL 01/2017 Present
  • 01/2014 → 12/2016
    Broker Dealer Financial Services
    West Des Moines, IA
  • 01/2017 → Present
    Securities Management And Research, Inc
    Lisle, IL
  • 01/2017 → Present
    Bfc Planning, Inc.
    Lisle, IL
Previous Registrations
  • 2014-01-03 → 2016-12-31
    Investment Advisors Corp
    Rosemont, IL
  • 2007-04-10 → 2008-06-26
    Investment Advisors International, Inc.
    Shorewood, IL
  • 2005-03-07 → 2006-12-31
    Investment Advisors Corp
    Johnston, IA
Other Businesses

1.RAJ & SUMAN SACHDEVA FOUNDATION-N-CHARITY-TREASURER-07/2018-5-1-MAINTAIN AN ACCOUNT FOR CHARITY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-18
S63 Uniform Securities Agent State Law Examination 1999-10-04
  • S65 Uniform Investment Adviser Law Examination
    2005-01-18
  • S63 Uniform Securities Agent State Law Examination
    1999-10-04
Other Names
  • Suman Seth

View on SEC IAPD

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