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Brian Richard Martin

Sterling Capital Management LLC

Charlotte, NC

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Current Employers
Sterling Capital Management Llc

4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-07-28
  • NC RA
    APPROVED
    Since 2016-07-28

Branch Locations

4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterling Capital Management Llc Charlotte NC 06/2016 Present
Sterling Capital Distributors, Llc Charlotte NC 07/2016 Present
Previous Registrations
  • 2010-05-01 → 2016-06-23
    Columbia Management Investment Advisers, Llc
    Minneapolis, MN
    Charleston, SC
    Boston, MA
    Johns Creek, GA
  • 2005-04-12 → 2010-05-01
    Bofa Advisors, Llc
    Charlotte, NC
    Overland Park, KS
  • 2004-09-01 → 2005-04-12
    Columbia Management Advisors, Inc.
    Boston, MA
Other Businesses

Sterling Capital Management LLC, Investment Related, Charlotte, NC, Head of National Accounts/Executive Director, began 06/2014, 200 hours per month, all during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-23
S63 Uniform Securities Agent State Law Examination 2003-01-17
  • S66 Uniform Combined State Law Examination
    2004-02-23
  • S63 Uniform Securities Agent State Law Examination
    2003-01-17
Other Names
  • Brian R Martin

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
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MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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