John Alexander Pestrichelli

Employer firm

Zega Investments, LLC CRD 330428

$614M regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• ASSET ALLOCATION CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → Present
  Zega Financial, Llc
  Omaha, NE
• 08/2017 → 09/2017
  Alpha Dna Investment Management
  Columbia, MD
• 06/2024 → Present
  Zega Investments
  Palm Beach Gardens,, FL
• 01/2025 → Present
  Tidal Investments Llc
  Milwaukee, WI

Previous Registrations

• 2011-06-21 → 2025-01-02
  Zega Financial, Llc
  Palm Beach Gardens, FL
  Omaha, NE
  West Palm Beach, FL

Other Businesses

1) TIDAL INVESTMENTS LLC, INVESTMENT-RELATED, 234 W. FLORIDA ST., STE. 203, MILWAUKEE, WI 53204, NATURE OF BUSINESS: RIA. POSITION: CHIEF TRADING OFFICER, START-01/2025, Hours worked per month Jay Pestrichelli has an employment arrangement with Tidal Investment LLC ("Tidal"), as SEC registered investment adviser, which involves Mr. Pestrichelli's designation as Chief Trading Officer. In his capacity of Chief Trading Officer, Mr. Pestrichelli provides investment advisory oversight services to one or more Tidal investment strategies. This arrangement is governed by an employment agreement and firewall agreement outlining the respective responsibilities of each party to fulfil their fiduciary duties.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-17
• S63 Uniform Securities Agent State Law Examination
  1999-11-01

Other Names

• Jay Pestrichelli