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3801 Pga Boulevard Suite 600, Palm Beach Gardens, FL 33410 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2024-08-27 |
Branch Locations
3801 Pga Boulevard Suite 600, Palm Beach Gardens, FL 33410 • United States
West Palm Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zega Financial, Llc | Omaha | NE | 03/2011 | Present |
| Alpha Dna Investment Management | Columbia | MD | 08/2017 | 09/2017 |
| Zega Investments | Palm Beach Gardens, | FL | 06/2024 | Present |
| Tidal Investments Llc | Milwaukee | WI | 01/2025 | Present |
1) TIDAL INVESTMENTS LLC, INVESTMENT-RELATED, 234 W. FLORIDA ST., STE. 203, MILWAUKEE, WI 53204, NATURE OF BUSINESS: RIA. POSITION: CHIEF TRADING OFFICER, START-01/2025, Hours worked per month Jay Pestrichelli has an employment arrangement with Tidal Investment LLC ("Tidal"), as SEC registered investment adviser, which involves Mr. Pestrichelli's designation as Chief Trading Officer. In his capacity of Chief Trading Officer, Mr. Pestrichelli provides investment advisory oversight services to one or more Tidal investment strategies. This arrangement is governed by an employment agreement and firewall agreement outlining the respective responsibilities of each party to fulfil their fiduciary duties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-01 |
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