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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-07-09
TX RA APPROVED 2019-07-08
  • FL RA
    APPROVED
    Since 2019-07-09
  • TX RA
    APPROVED
    Since 2019-07-08

Branch Locations

100 N Westshore Blvd, Tampa, FL 33609 • United States

Largo, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2015 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Largo FL 05/2019 Present
Bank Of America, N. A. Largo FL 05/2019 Present
Previous Registrations
  • 2016-02-23 → 2019-05-15
    Seminole, FL
    St Louis, MO
    St Petersburg, FL
    Seminole, FL
    Seminole, FL
Other Businesses

I*452186, Entity Type: Entity For Profit, Name of OBA: TGP, Address: Largo, Florida 33774, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 09/01/2013, No Hours: 8, No Hours during trading: 0, Duties: This is a 2 man band that we perform at parties and clubs on the weekends. We perform at most twice a month and earn less than 1000 a year.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-22
  • S66 Uniform Combined State Law Examination
    2015-12-22
Other Names
  • Frank Sterling Miles
  • Frank Sterling Miles
  • Frank Miles

View on SEC IAPD

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