Jeffrey Vincent Hockenbrock

Current Employers

Ascensus Investment Advisors, Llc

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-05-31

MA RA
APPROVED

Since 2023-05-31

Branch Locations

Berkeley, CA • United States

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Verisight, Inc.	Folsom	CA	07/2006	03/2017
Interserv, Llc	Mobile	AL	07/2014	03/2017
Newport Group Consulting, Llc	Lake Mary	FL	03/2017	05/2023
Newport Group, Inc.	Dresher	PA	03/2017	Present
Ascensus	Dresher	PA	05/2023	Present

07/2006 → 03/2017

Verisight, Inc.

Folsom, CA
07/2014 → 03/2017

Interserv, Llc

Mobile, AL
03/2017 → 05/2023

Newport Group Consulting, Llc

Lake Mary, FL
03/2017 → Present

Newport Group, Inc.

Dresher, PA
05/2023 → Present

Ascensus

Dresher, PA

Previous Registrations

2014-07-07 → 2023-06-08

Newport Group Consulting, Llc

Lake Mary, FL

Walnut Creek, CA

Lake Mary, FL

Berkeley, CA
2007-03-28 → 2012-12-31

Advisory Consulting Group Llc

Alameda, CA

Walnut Creek, CA

Other Businesses

In addition to association with the member firm, the individual is employed with the firm's parent company, Newport Group Inc., an Ascensus company, and is an affiliate of the member firm. A

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-03-27

S65 Uniform Investment Adviser Law Examination

2007-03-27

View on SEC IAPD