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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-05-09
  • CA RA
    APPROVED
    Since 2005-05-09

Branch Locations

1455 Response Rd Ste 230, Sacramento, CA 95815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Princor Financial Services Corporation Sacramento CA 11/2001 Present
Dlf Financial & Insurance Services Sacramento CA 12/2010 Present
Principal Life Insurance Company Sacramento CA 12/2015 Present
  • 11/2001 → Present
    Princor Financial Services Corporation
    Sacramento, CA
  • 12/2010 → Present
    Dlf Financial & Insurance Services
    Sacramento, CA
  • 12/2015 → Present
    Principal Life Insurance Company
    Sacramento, CA
Other Businesses

***GROUP BENEFITS/HEALTH INSURANCE. SALES. EFFECTIVE 4/07. NOT INVESTMENT RELATED. 2-3 HRS/MO.***OUTSIDE INSURANCE, SELLING LONG TERM CARE INSURANCE AND FIXED LIFE INSURANCE SOLUTIONS THROUGH VARIOUS CARRIERS, 01/12/15.***Fixed Insurance; Investment Related; Sacramento, CA; Broker; Annuities, DI; Start Date: 12/22/2020; 2 hrs per month; 2 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-13
  • S66 Uniform Combined State Law Examination
    2002-02-13

View on SEC IAPD

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