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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-24 |
| VA | RA | APPROVED | 2024-07-24 |
Branch Locations
1021 E Cary St 22Nd Fl James Center Ii, Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Richmond | VA | 04/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Richmond | VA | 03/2020 | 07/2024 |
| Wells Fargo Clearing Services, | Richmond | VA | 07/2024 | Present |
RENTAL PROPERTY, INVT RELATED, RICHMOND, VA, 100% OWNERSHIP WITH SPOUSE, START DATE 8/26/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY WITH SPOUSE. RENTAL PROPERTY, INVT RELATED, NORTH CHESTERFIELD, VA, 100% OWNERSHIP WITH SPOUSE, START DATE 4/1/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY WITH SPOUSE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-21 |
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