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Current Employers
Summit Global Investments, Llc

620 South Main Street, Bountiful, UT 84010 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-07-08
CO RA APPROVED 2025-02-11
TX RA APPROVED 2023-09-19
  • NM RA
    APPROVED
    Since 2025-07-08
  • CO RA
    APPROVED
    Since 2025-02-11
  • TX RA
    APPROVED
    Since 2023-09-19

Branch Locations

620 South Main Street, Bountiful, UT 84010 • United States

10303 East Dry Creek Road, Suite 110, Englewood, CO 80112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group, Inc. Plano TX 11/2001 09/2023
Servicios De La Raza Denver CO 04/2010 08/2019
Asian Pacific Development Center Aurora CO 05/2012 08/2019
Transamerica Financial Advisors, Inc Plano TX 01/2012 09/2023
Aurora Mental Health Center Aurora CO 11/2012 08/2019
Syracuse Llc Greenwood Village CO 10/2017 06/2022
Jabez Prosperity Inc Greenwood Village CO 03/2017 Present
Colonial Life Centennial CO 12/2017 02/2019
Roper Insurance Englewood CO 12/2017 12/2018
College Loan Freedom Henderson NV 07/2020 11/2023
Impact Legacy Llc Englewood CO 11/2021 Present
United Planners Scottsdale AZ 11/2023 09/2025
Summit Global Investments Bountiful UT 09/2023 Present
Thiensa Thi Nguyen Englewood CO 09/2023 Present
Netlaw Englewood CO 11/2023 Present
Equity Services, Inc. Mnotpelier VT 09/2025 Present
  • 11/2001 → 09/2023
    World Financial Group, Inc.
    Plano, TX
  • 04/2010 → 08/2019
    Servicios De La Raza
    Denver, CO
  • 05/2012 → 08/2019
    Asian Pacific Development Center
    Aurora, CO
  • 01/2012 → 09/2023
    Transamerica Financial Advisors, Inc
    Plano, TX
  • 11/2012 → 08/2019
    Aurora Mental Health Center
    Aurora, CO
  • 10/2017 → 06/2022
    Syracuse Llc
    Greenwood Village, CO
  • 03/2017 → Present
    Jabez Prosperity Inc
    Greenwood Village, CO
  • 12/2017 → 02/2019
    Colonial Life
    Centennial, CO
  • 12/2017 → 12/2018
    Roper Insurance
    Englewood, CO
  • 07/2020 → 11/2023
    College Loan Freedom
    Henderson, NV
  • 11/2021 → Present
    Impact Legacy Llc
    Englewood, CO
  • 11/2023 → 09/2025
    United Planners
    Scottsdale, AZ
  • 09/2023 → Present
    Summit Global Investments
    Bountiful, UT
  • 09/2023 → Present
    Thiensa Thi Nguyen
    Englewood, CO
  • 11/2023 → Present
    Netlaw
    Englewood, CO
  • 09/2025 → Present
    Equity Services, Inc.
    Mnotpelier, VT
Previous Registrations
  • 2012-01-06 → 2023-09-11
    Greenwood Village, CO
    Englewood, CO
    Plano, TX
  • 2007-07-10 → 2012-01-06
    Investment Advisors International, Inc.
    Centennial, CO
Other Businesses

1.) JABEZ PROSPERITY INC - PRESIDENT - PASSTHROUGH ENTITY FOR TAX FILING PURPOSES - HIGHLANDS RANCH, CO - SINCE 03/2017 - NOT INVESTMENT RELATED. DURING TRADE HRS. 2.) SUMMIT GLOBAL INVESTMENTS, LLC - IAR - REGISTERED INVESTMENT ADVISOR - ENGLEWOOD, CO - SINCE 09/2023 - INVESTMENT RELATED. DURING TRADE HRS. 3.) THIENSA THI NGUYEN - SALES AGENT - NON-VARIABLE INSURANCE - ENGLEWOOD, CO - SINCE 09/2023 - INVESTMENT RELATED.DURING TRADE HRS. 4.) SUMMIT GLOBAL PRIVATE WEALTH - FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - SALT LAKE CITY, UT - SINCE 09/2023 - INVESTMENT RELATED. DURING TRADE HRS. 5.) NETLAW - SALES AGENT - ESTATE PLANNING - ENGLEWOOD, CO - SINCE 11/2023 - NOT INVESTMENT RELATED. DURING TRADE HRS. 6.) IMPACT LEGACY LLC - PARTNER, MONITOR CASHFLOW OF THE BUSINESS - FOR OFFICE SHARING PURPOSE WITH OTHER COLLEAGUES - ENGLEWOOD, CO - SINCE 11/2021 - NOT INVESTMENT RELATED. DURING TRADE HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-30
S63 Uniform Securities Agent State Law Examination 2002-03-02
  • S65 Uniform Investment Adviser Law Examination
    2007-01-30
  • S63 Uniform Securities Agent State Law Examination
    2002-03-02

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