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620 South Main Street, Bountiful, UT 84010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-07-08 |
| CO | RA | APPROVED | 2025-02-11 |
| TX | RA | APPROVED | 2023-09-19 |
Branch Locations
620 South Main Street, Bountiful, UT 84010 • United States
10303 East Dry Creek Road, Suite 110, Englewood, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc. | Plano | TX | 11/2001 | 09/2023 |
| Servicios De La Raza | Denver | CO | 04/2010 | 08/2019 |
| Asian Pacific Development Center | Aurora | CO | 05/2012 | 08/2019 |
| Transamerica Financial Advisors, Inc | Plano | TX | 01/2012 | 09/2023 |
| Aurora Mental Health Center | Aurora | CO | 11/2012 | 08/2019 |
| Syracuse Llc | Greenwood Village | CO | 10/2017 | 06/2022 |
| Jabez Prosperity Inc | Greenwood Village | CO | 03/2017 | Present |
| Colonial Life | Centennial | CO | 12/2017 | 02/2019 |
| Roper Insurance | Englewood | CO | 12/2017 | 12/2018 |
| College Loan Freedom | Henderson | NV | 07/2020 | 11/2023 |
| Impact Legacy Llc | Englewood | CO | 11/2021 | Present |
| United Planners | Scottsdale | AZ | 11/2023 | 09/2025 |
| Summit Global Investments | Bountiful | UT | 09/2023 | Present |
| Thiensa Thi Nguyen | Englewood | CO | 09/2023 | Present |
| Netlaw | Englewood | CO | 11/2023 | Present |
| Equity Services, Inc. | Mnotpelier | VT | 09/2025 | Present |
1.) JABEZ PROSPERITY INC - PRESIDENT - PASSTHROUGH ENTITY FOR TAX FILING PURPOSES - HIGHLANDS RANCH, CO - SINCE 03/2017 - NOT INVESTMENT RELATED. DURING TRADE HRS. 2.) SUMMIT GLOBAL INVESTMENTS, LLC - IAR - REGISTERED INVESTMENT ADVISOR - ENGLEWOOD, CO - SINCE 09/2023 - INVESTMENT RELATED. DURING TRADE HRS. 3.) THIENSA THI NGUYEN - SALES AGENT - NON-VARIABLE INSURANCE - ENGLEWOOD, CO - SINCE 09/2023 - INVESTMENT RELATED.DURING TRADE HRS. 4.) SUMMIT GLOBAL PRIVATE WEALTH - FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - SALT LAKE CITY, UT - SINCE 09/2023 - INVESTMENT RELATED. DURING TRADE HRS. 5.) NETLAW - SALES AGENT - ESTATE PLANNING - ENGLEWOOD, CO - SINCE 11/2023 - NOT INVESTMENT RELATED. DURING TRADE HRS. 6.) IMPACT LEGACY LLC - PARTNER, MONITOR CASHFLOW OF THE BUSINESS - FOR OFFICE SHARING PURPOSE WITH OTHER COLLEAGUES - ENGLEWOOD, CO - SINCE 11/2021 - NOT INVESTMENT RELATED. DURING TRADE HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-02 |
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