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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-06-28
  • TX RA
    APPROVED
    Since 2012-06-28

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

2502 Buddy Owens Blvd, Ste 1, Mcallen, TX 78504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Propst Financial Services, Inc. Mcallen TX 02/2004 Present
Money Concepts Capital Corp Palm Beach Gardens FL 06/2012 Present
  • 02/2004 → Present
    Propst Financial Services, Inc.
    Mcallen, TX
  • 06/2012 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2010-09-02 → 2011-02-10
    Great Nation Investment Corporation
    Amarillo, TX
    Edinburg, TX
  • 2007-04-02 → 2010-08-06
    United Equity Securities, Llc
    Mcallen, TX
    Houston, TX
    Huston, TX
    Weslaco, TX
    Edinburg, TX
    Mcallen, TX
    Edinburg, TX
  • 2004-01-26 → 2005-07-05
    United Securities Alliance, Inc.
    Weslaco, TX
Other Businesses

1. PROPST FINANCIAL SERVICES, INC. SINCE 02/2004, 3700 N. CYNTHIA, MCALLEN, TX 78501, OWNER/PRESIDENT, ACCOUNTING SERVICES, 80 HRS. PER MONTH, 60 HOURS MONTH DURING SECURITIES TRADING 2. BLUE CROSS BLUE SHIELD OF TEXAS, CORP., 1001 E LOOKOUT DRIVE, RICHARDSON, TX 75081, PO BOX 833922, RICHARDSOIN, TX 75083, INDEPENDENT INSURANCE AGENCY, AGENT OR REPRESENTATIVE, HEALTH, LIFE,MEDICARE SUPLLEMENT, & PART D MEDICARE, ONLY WANT AN APPOINTMENT WITH BCBS TO OFFER HEALTH INSURANCE TO MY CLIENTS, OFFER TO SELL INDIVIDUAL MAJOR MEDICAL PLANS OR MAJOR MEDICAL GROUP PLANS, 1-20% CONDUCTIN THIS ACTIVITY, 4 HRS. MO. DURING SECURITIES TRADING. 3. Riostar Logistics, LLC, 3700 N Cynthia St McAllen, TX 78501 Business: 2502 Buddy Owens Blvd McAllen, TX 78504. Freight Brokerage Business, Officer, Agent, Non-investment related, 1-20% time spent on activity during non-securities hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-20
S63 Uniform Securities Agent State Law Examination 2001-12-15
  • S66 Uniform Combined State Law Examination
    2004-01-20
  • S63 Uniform Securities Agent State Law Examination
    2001-12-15
Other Names
  • Sandra Dea Scott
  • Sandy Propst

View on SEC IAPD

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