Thomas L Shannon

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2003 → Present
  Charles Schwab & Co., Inc.
  Westlake, TX
• 02/2005 → Present
  Charles Schwab Bank, Ssb
  Westlake, TX

Previous Registrations

• 2003-04-28 → 2003-09-29
  Td Ameritrade, Inc.
  Plano, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-17
• S63 Uniform Securities Agent State Law Examination
  1999-11-30

Other Names

• Thomas Lee Shannon
• Thomas Shannon