Thomas Cleveland Kerns

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2016-07-15
NC	RA	APPROVED	2009-06-01
TX	RA	APPROVED_RES	2009-06-01

SC RA
APPROVED

Since 2016-07-15
NC RA
APPROVED

Since 2009-06-01
TX RA
APPROVED_RES

Since 2009-06-01

Branch Locations

850 Morrison Drive Suite 800, Charleston, SC 29403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Charleston	SC	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Charleston, SC
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Durham, NC

Raleigh, NC
2002-04-09 → 2007-04-02

Morgan Stanley Dw Inc.

Raleigh, NC

Durham, NC

Raleigh, NC

Other Businesses

1. TEMPORARY RENTAL OF PERSONALLY OWNED PREVIOUSLY OCCUPIED TOWN HOME; MAINTAIN PROPERTY; DURHAM, NC; NO TIME SPENT DURING AND AFTER BUSINESS; 01/2008

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-03-15

S66 Uniform Combined State Law Examination

2002-03-15

Other Names

Thomas Cleveland Kerns
Thomas Cleveland Kerns Iii
Thomas Cleveland Kerns
Thomas Cleveland Kerns Iii

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