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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-03-15 |
Branch Locations
114 Foxshire Drive, Lancaster, PA 17601 • United States
Marietta, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brinker Capital Securities, Inc. | Berwyn | PA | 04/1999 | 12/2020 |
| Massmutual | Lancaster | PA | 01/2021 | Present |
| Mml Investors Services | Lancaster | PA | 02/2021 | Present |
1)Name: Sheila Stotler, Inv Rel:Y Addr: @ Residential address on file, Nature: Rental income, Position: Co-owner Start: Rentals, long-term June 2018, Short-term/(air bnb) January 2021, No Hr/Mo:4 No Hr/Mo Dur Trading:1, Duties: Bookkeeping, helps to make maintenance and improvement decisions, marketing and guest communication for airbnb. 2)Name: Sheila Stotler-Executor of my Uncle's will Inv Rel: Y Addr: @ residential address on file, Nature: Executor of will Position: Executor, Start: 6/15/2023, No Hr/Mo: 1 No Hr/Mo Dur Trading: 0, Duties: I am being assigned as the Executor of my Uncle's will. I am currently named as my uncle's POA, but there is no financial compensation for the POA position. 3)Name: Millersville University Foundation Board of Directors, Inv Rel: Y Addr: 40 Dilworth Road, Millersville PA 17551, Nature: Board Service Position: Director, Start: 5/12/2026 No Hr/Mo: 2 No Hr/Mo Dur Trading: 2 Duties: Volunteer fiduciary responsible for oversight of a PA non profit corporation that exists to support Millersville University. Board Service is unpaid and conducted in a governance and advisory capacity, not an operational or managerial role.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-20 |
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