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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-08-21
  • NV RA
    APPROVED
    Since 2023-08-21

Branch Locations

2245 Village View Drive Suite 170, Henderson, NV 89074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Las Vegas NV 02/2013 09/2023
Charles Schwab & Co., Inc. Las Vegas NV 08/2023 Present
Charles Schwab & Co., Inc. Las Vegas NV 09/2023 Present
Previous Registrations
  • 2013-03-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Las Vegas, NV
  • 2013-03-26 → 2022-10-14
    Td Ameritrade, Inc.
    Las Vegas, NV
    Reno, NV
  • 2008-02-05 → 2010-01-08
    Next Financial Group, Inc.
    Houston, TX
    Las Vegas, NV
  • 2002-04-30 → 2004-09-28
    Henderson, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-18
  • S66 Uniform Combined State Law Examination
    2013-01-18

View on SEC IAPD

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