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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-07-03 |
| TX | RA | APPROVED | 2019-07-02 |
Branch Locations
200 Campus Dr Ste 220, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Florham Park | NJ | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
| Wells Fargo Clearing Services Llc | Florham Park | NJ | 07/2019 | Present |
54 EDWARD COURT, LLC; INVESTMENT RELATED; 100: OWNERSHIP; START DATE 02/19/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-11 |
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