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Thomas Edward Brown

Raymond James & Associates, Inc.

Charlotte, NC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-11
TX RA APPROVED 2025-03-11
  • NC RA
    APPROVED
    Since 2025-03-11
  • TX RA
    APPROVED
    Since 2025-03-11

Branch Locations

6805 Carnegie Blvd, Suite 350, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2010 03/2025
Raymond James & Associates, Inc Charlotte NC 03/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-25
S63 Uniform Securities Agent State Law Examination 2007-06-15
  • S66 Uniform Combined State Law Examination
    2010-06-25
  • S63 Uniform Securities Agent State Law Examination
    2007-06-15
Other Names
  • Thomas Edward Brown
  • Thomas Edward Brown
  • Tom Brown

View on SEC IAPD

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