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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-07-25 |
Branch Locations
225 W Santa Clara St Ste 1600, San Jose, CA 95113-1723 • United States
San Martin, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Campbell | CA | 07/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | San Jose | CA | 03/2020 | Present |
Real Estate Ownership; Commercial; 358 Digital Dr.Morgan Hill, CA 95037, ,; Not Investment-Related; 09/01/2016. Board of Directors; Bartlett Educational Resources; None; 409 Tennant Station, , Morgan Hill, CA, 95037; Not Investment-Related; 05/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-03 |
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