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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-05
  • IL RA
    APPROVED
    Since 2025-09-05

Branch Locations

18141 Dixie Hwy Suite 100, Homewood, IL 60430 • United States

Orland Park, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Clark Financial Services Evergreen Park IL 10/2000 01/2026
Avantax Investment Services, Inc. Palos Heights IL 05/2003 09/2025
Avantax Advisory Services Palos Heights IL 05/2003 09/2025
Avantax Insurance Agency, Llc Palos Heights IL 07/2016 09/2025
Cetera Wealth Services, Llc Palos Heights IL 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
Kathryn Humecki & Associates, Llc Dba Kha Evergreen Park IL 10/2025 Present
Clarkfs, Inc Dba Clark Tax Preparation Orland Park IL 05/2003 Present
  • 10/2000 → 01/2026
    Clark Financial Services
    Evergreen Park, IL
  • 05/2003 → 09/2025
    Avantax Investment Services, Inc.
    Palos Heights, IL
  • 05/2003 → 09/2025
    Avantax Advisory Services
    Palos Heights, IL
  • 07/2016 → 09/2025
    Avantax Insurance Agency, Llc
    Palos Heights, IL
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Palos Heights, IL
  • 09/2025 → Present
    Schaumburg, IL
  • 10/2025 → Present
    Kathryn Humecki & Associates, Llc Dba Kha
    Evergreen Park, IL
  • 05/2003 → Present
    Clarkfs, Inc Dba Clark Tax Preparation
    Orland Park, IL
Previous Registrations
  • 2003-05-22 → 2025-09-05
    Avantax Advisory Services
    Palos Heights, IL
  • 2002-06-06 → 2003-04-01
    Evergreen Park, IL
Other Businesses

1) NAME OF OTHER BUSINESS: CLARKFS, INC DBA CLARK TAX PREPARATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & PREPARATION; START DATE: 05/2003; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: INCOME TAX PREPARATION FOR INDIVIDUALS, TRUSTS AND ESTATES; 2) Minnesota Life Insurance Company~'NIR'~Securian Life Insurnace Company, 400 Robert Steet North~St Paul~MN~55101~Insurance Agent~Insurance Sales Agent~7/27/2017~1hrs~1hrs~Life Sales. 3) NAME OF OTHER BUSINESS: KATHRYN HUMECKI & ASSOCIATES, LLC DBA KHA; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 25, APX NUMBER OF HOURS DURING TRADING HOURS: 25, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-01-02
  • S63 Uniform Securities Agent State Law Examination
    2002-01-02
Designations

View on SEC IAPD

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