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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Oregon City | OR | 04/2016 | 02/2018 |
| Lpl Financial Llc | Oregon City | OR | 02/2018 | Present |
1. 3/12/2018 - CROOKS & COMPANY FINANCIAL MANAGEMENT, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/28/2025- illiquid Assets LLC- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 09/15/2025- 2 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-15 |
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