Guy Alexander Crooks

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 02/2018
  Sii Investments, Inc.
  Oregon City, OR
• 02/2018 → Present
  Lpl Financial Llc
  Oregon City, OR

Previous Registrations

• 2016-04-18 → 2018-02-15
  Sii Investments, Inc.
  Oregon City, OR
  Appleton, WI
  Oregon City, OR
  Appleton, WI
• 2005-09-13 → 2016-04-29
  Lpl Financial Llc
  Oregon City, OR

Other Businesses

1. 3/12/2018 - CROOKS & COMPANY FINANCIAL MANAGEMENT, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/28/2025- illiquid Assets LLC- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 09/15/2025- 2 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2005-09-12
• S63 Uniform Securities Agent State Law Examination
  1999-11-15

Other Names

• Alex Crooks