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Fairfax Global Investment Management LLC CRD 314171
$148M regulatory AUM 1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Upperville, VA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | TEMPREG | 2026-08-28 |
| TX | RA | APPROVED_RES | 2026-08-28 |
Branch Locations
111 Broadbent Way, Anderson , SC 29625 • United States
1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-08-09 |
| TX | RA | APPROVED_RES | 2023-01-31 |
Branch Locations
1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legacy Financial Group, Inc. | Honea Path | SC | 06/2003 | Present |
| Center Street Securities, Inc. | Bristol | VA | 09/2008 | 12/2023 |
| Center Street Advisors | Nashville | TN | 09/2008 | 11/2023 |
| Fairfax Global Investment Management Llc | Upperville | VA | 08/2026 | Present |
| Arete Wealth Advisors, Llc | Chicago | IL | 12/2023 | 08/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-06 |
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