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6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2013-05-22 |
Branch Locations
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • United States
716 Pine Street, Green Bay, WI 54301 • United States
4321 W. College Avenue Suite 200, Appleton, WI 54914 • United States
1010 Wisconsin Dells Parkway #8, Wisconsin Dells, WI 53950 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Client One Securities, Llc | Leawood | KS | 05/2013 | Present |
(1) THE BELLUE AGENCY, INC; INVESTMENT-RELATED; 1039 W MASON ST, STE 120, GREEN BAY, WI 54303; FIXED INSURANCE AND ANNUITIES; INDEPENDENT AGENT; BEGAN APR 2013; APPROXIMATELY 20 HOURS PER MONTH, WITH 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; SALES. (2) PETER HERMES RETIREMENT PLANNING, LLC; INVESTMENT-RELATED; 3170 OLDE HICKORY TRL, GREEN BAY, WI 54313; DBA ONLY; OWNER/PRESIDENT; BEGAN AUG 2021; APPROXIMATELY 100 HOURS PER MONTH, WITH 100 HOURS PER MONTH DURING SECURITIES TRADING HOURS; DBA ONLY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-03 |
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