Sara Banes Botkin

Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → Present
  Lpl Financial Llc
  Mcmurray, PA
• 03/2015 → Present
  Private Advisor Group, Llc
  Mcmurray, PA

Previous Registrations

• 2009-06-01 → 2015-03-26
  Morgan Stanley
  Upper St. Clair, PA
• 2007-01-26 → 2009-06-01
  Citigroup Global Markets Inc.
  Upper St. Clair, PA
• 2004-03-11 → 2007-01-29
  Hefren-Tillotson, Inc.
  Canonsburg, PA
  Pittsburgh, PA

Other Businesses

1) 03/20/2015: BOTKIN FAMILY WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 2) 03/20/2015: BOTKIN FINANCIAL ADVISORS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 01/28/2015 - 100% OF TIME SPENT 3) 4/29/2015: PRIVATE ADVISOR GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: (HYBRID) PRIVATE ADVISOR GROUP - 100% OF TIME SPENT - MENT ADVISER REPRESENTATIVE. 4) 3/16/2016: Private Advisor Group - DBA: (Hybrid) Botkin Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/28/2015 - Time Spent 100% - IAR.

Exams

• S66 Uniform Combined State Law Examination
  2002-05-20

Designations

• Certified Financial Planner