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Kirk H Tambara

Ameriprise Financial Services, LLC

Vancouver, WA

Vancouver, WA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-14
WA RA APPROVED 2009-11-13
  • TX RA
    APPROVED
    Since 2023-09-14
  • WA RA
    APPROVED
    Since 2009-11-13

Branch Locations

1499 Se Tech Center Pl Ste 220, Vancouver, WA 98683 • United States

Vancouver, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vancouver WA 11/2009 03/2020
Ameriprise Financial Services, Llc Vancouver WA 03/2020 Present
Previous Registrations
  • 2009-06-01 → 2009-11-17
    Morgan Stanley
    Vancouver, WA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Vancouver, WA
  • 2003-03-31 → 2007-04-02
    Morgan Stanley Dw Inc.
    Vancouver, WA
    Vancouver, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-28
  • S66 Uniform Combined State Law Examination
    2002-01-28
Other Names
  • Kirk Tambara
  • Kirk Hiroyuki Tambara

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · Vancouver, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VANCOUVER, WA
OSAIC WEALTH, INC. · VANCOUVER, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Vancouver, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · VANCOUVER, WA
COLUMBIA RIVER FINANCIAL GROUP · VANCOUVER, WA
LPL FINANCIAL LLC · VANCOUVER, WA
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