Mark Anthony Maroldo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 12/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2023 → 12/2023
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/2023 → Present
  Lpl Financial
  Mt Laurel, NJ

Previous Registrations

• 2023-06-29 → 2023-12-08
  Cetera Investment Advisers Llc
  Haddon Heights, NJ
• 2017-09-11 → 2023-06-29
  Cetera Wealth Services, Llc
  Haddon Heights, NJ

Other Businesses

1)10/24/2023 - Bash Capital - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2023 - 160 Hr/Mth 2)10/24/2023 - Mark Maroldo - Non-Variable Insurance - Trails Only - Start: 12/2023

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-08-23
• S63 Uniform Securities Agent State Law Examination
  2016-11-17