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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-04-03 |
| WI | RA | APPROVED | 2006-12-13 |
Branch Locations
330 E Kilbourn Ave Ste 1277, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Milwaukee | WI | 10/2006 | Present |
| Mml Investors Services, Llc | Milwaukee | WI | 12/2006 | Present |
(1)NAME: ROELL CAPITAL MANAGEMENT LLC, INV REL: Y ADDR: 330 E. KILBOURN AVE. STE 1277 MILWAUKEE, WI 53202 NATURE: INDIVIDUAL LIFE, INDIVIDUAL DISABILITY. POSITION: SALES, START: 12/2006, NO HR/MO: .5 NO HR/MO DUR TRADING: 0. (2)Name: Brian Roell Inv rel: Y Add: 330 E. Kilbourn Ave Ste 1277 Nature: Trustee for two family Trusts Position: Trustee Start date: 09/2019 No. HR/MO: 1 No. HR/MO during sec trading: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-06 |
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