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San Bruno, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Francisco | CA | 10/2000 | 07/2017 |
| Edward Jones | St.LOuis | MO | 06/2019 | 08/2019 |
| Self | San Bruno | CA | 08/2017 | 05/2019 |
| Len D Do | San Bruno | CA | 07/2021 | Present |
| Self | San Bruno | CA | 09/2019 | 06/2021 |
San Mateo County Public Authority In-Home Supportive Services 2000 Alameda de las Pulgas, Suite 200 San Mateo, CA 94403 ? Non investment-related ? The In-Home Supportive Services (IHSS) Program provides homecare services to Medi-Cal eligible aged, blind or individuals with disabilities, including children, to assist them to remain safely in their own homes as an alternative to out-of-home care ? IHSS Provider ? Employee ? Start Date: 10/12/2023 ? 51 hours/month ? 3 hours/week during securities trading hours ? Provide homecare services to aged
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-25 |
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