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Brock M Anderson

LPl Financial LLC

La Place, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-05-14
LA RA APPROVED 2008-04-29
  • TX RA
    APPROVED_RES
    Since 2010-05-14
  • LA RA
    APPROVED
    Since 2008-04-29

Branch Locations

1707 Chantilly Dr Ste D, La Place, LA 70068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Laplace LA 02/2008 Present
Previous Registrations
Other Businesses

(1) 02/01/2008: Bertucci & Labiche Private Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 90% Time Spent (2) 01/30/2012: River Parish Insurance Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Property and Casualty Insurance business, co-owner, prospecting new clients is my only duty (3) 05/02/2013: Anderson Financial Group LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (4) 10/17/2014: BATR Investments LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 2888 Bellevue Lakes Dr. Paulina LA 70763 - Start 09/01/2014 - 2 Hr/Mo; 0 Hour(s) During Securities Trading - no address, sold rental property (5) 10/07/2016: Retirement Planning Partners - DBA for LPL Business (entity for LPL business) - Investment Related - 1707 Chantilly Drive, Suite B, Laplace, LA 70068 - Start 07/12/2016 - 160 Hr/Mo; 160 Hour(s) During Securities Trading - This name will be used for signage to identify our office as well as our non-osj office. Advisors within the office will continue to use their own respective approved LPL DBA. This new name will provide us and identify to all work together and or market as a group. (6) 5/4/2017: MBM Properties, LLC - Investment Related - 1707 Chantilly Dr. Suite B, Laplace LA 70068 - Real Estate Rental - 1 Hour Per Month/0 Hours During Securities Trading. (7) 7/22/2019 - Anderson & Associates - Investment Related - Home Based - Real Estate Rental - Started 06/07/2006 - 1 Hours Per Month During Securities Trading - Sold apt bldg, still active LLC in State of LA. (8) 10/29/2021 - Bubsco, LLC - Investment Related - At Reported Business Location(s) and Orange Beach, AL 36561 - Real Estate Rental - Start Date: 09/30/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Beach condo. (9) 09/18/2024 - Bull Eye Farms LLC - Business Entity For Tax/Investment Purposes Only - Owner/ Manager - Not Investment Related - Waterproof, LA - Start Date 07/01/2024 - 20 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-20
  • S66 Uniform Combined State Law Examination
    2011-05-20

View on SEC IAPD

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