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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-04 |
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2018-12-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | New Windsor | NY | 10/2001 | Present |
| Nylife Securities Llc | New Windsor | NY | 11/2001 | Present |
| Eagle Strategies Llc | New Windsor | NY | 05/2012 | Present |
| Prestige Wealth Strategies | New Windsor | NY | 03/2017 | 08/2017 |
| T&B Wealth Strategies | New Windsor | NY | 08/2017 | Present |
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; start date 12/2006] [RENTAL PROPERTY; OWNER; INVESTMENT RELATED; 10 FAMILY HOME; START DATE 11/2002] [OPERATING UNDER THE DBA NAME OF T&B WEALTH STRATEGIES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; PARTNER; NEW WINDSOR, NY; START DATE: 08/2017] [Advisors Insurance Brokers; appointed with outside carriers to broker non-registered insurance products; 11 Executive Park Dr, Clifton Park, NY 12065; Start Date 01/2018; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 2 hours per month during securities trading hours] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Ave, New York NY 10010; Start Date 07/2018; Role/Title: Investor; Investment Related; 1 hours per month; 1 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-11 |
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