Alice Barzun Mclean

Employer firm

Ingalls Investment Management, LLC CRD 343369

$7.83B regulatory AUM 1 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Ingalls Investment Management, Llc

1 Rockefeller Plaza 7Th Floor, New York, NY 10020 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-08-10

NY RA
APPROVED

Since 2026-08-10

Branch Locations

1 Rockefeller Plaza 7Th Floor, New York, NY 10020

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ingalls & Snyder Llc	New York,	NY	07/2001	Present
Ingalls Investment Management, Llc	New York	NY	08/2026	Present

07/2001 → Present

Ingalls & Snyder Llc

New York,, NY
08/2026 → Present

Ingalls Investment Management, Llc

New York, NY

Other Businesses

Non-investment related. Group Fitness Instructor, Club Fit and Town Sports International Holdings, Inc. Started Sept 22 and 22 respectively. Less than 20 hours per month for both facilities, and none during securities trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-11-16

S63 Uniform Securities Agent State Law Examination

2004-11-16

Other Names

Alice Lowell Barzun

View on SEC IAPD