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Current Employers
Ingalls Investment Management, Llc

1 Rockefeller Plaza 7Th Floor, New York, NY 10020 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-10
  • NY RA
    APPROVED
    Since 2026-08-10

Branch Locations

1 Rockefeller Plaza 7Th Floor, New York, NY 10020

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ingalls & Snyder Llc New York, NY 07/2001 Present
Ingalls Investment Management, Llc New York NY 08/2026 Present
Other Businesses

Non-investment related. Group Fitness Instructor, Club Fit and Town Sports International Holdings, Inc. Started Sept 22 and 22 respectively. Less than 20 hours per month for both facilities, and none during securities trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-11-16
  • S63 Uniform Securities Agent State Law Examination
    2004-11-16
Other Names
  • Alice Lowell Barzun

View on SEC IAPD

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