Alan Edward Gorlick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 07/2025
  Next Financial Group Inc
  Saint Augustine, FL
• 07/2025 → Present
  Lpl Financial Llc
  Venice, FL

Previous Registrations

• 2011-08-12 → 2025-07-10
  Next Financial Group, Inc.
  Saint Augustine, FL
  Venice, FL
  Saint Augustine, FL
  Houston, TX
  Jacksonville, FL
• 2009-10-23 → 2011-08-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tampa, FL
  Tampa, FL
  Tampa, FL
  Tampa, FL
  Tampa, FL
• 2007-05-29 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Tampa, FL
  Tampa, FL
• 2002-02-26 → 2007-06-05
  A. G. Edwards & Sons, Inc.
  Tampa, FL
  Tampa, FL

Other Businesses

1- 07/2025 - Gorlick Financial Strategies - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/05/2011 - 1 hour per month/ during trading 2- 07/2025 - Gorlick Financial Strategies - Speaker/ Seminar/ Workshops - Not Investment Related - At Reported Business Location(s) - Start Date 08/05/2011 - 2 hours per month/ 1 hour during trading 3- 07/2025 - Gorlick Financial Strategies - Gorlick Financial Strategies - Investment Related - At Reported Business Location(s) - Start Date 08/05/2011 - 250 hours per month/ 140 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2008-01-16
• S63 Uniform Securities Agent State Law Examination
  2002-01-16

Other Names

• Alan Edwards Gorlick