Jason T Douglas

Employer firm

Rockefeller Capital Management CRD 294197

$36.8B regulatory AUM 423 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2025-11-05
TX	RA	APPROVED	2025-11-04

GA RA
APPROVED

Since 2025-11-05
TX RA
APPROVED

Since 2025-11-04

Branch Locations

3060 Peachtree Road Nw Suite 110, Atlanta, GA 30305 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2023-10-16
TX	RA	APPROVED	2023-10-13

GA RA
APPROVED

Since 2023-10-16
TX RA
APPROVED

Since 2023-10-13

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rockefeller Financial Llc	Atlanta	GA	10/2023	Present
Ubs Financial Services Inc	Atlanta	GA	09/2014	10/2023
Rockefeller Capital Management	Atlanta	GA	11/2025	Present

10/2023 → Present

Rockefeller Financial Llc

Atlanta, GA
09/2014 → 10/2023

Ubs Financial Services Inc

Atlanta, GA
11/2025 → Present

Rockefeller Capital Management

Atlanta, GA

Previous Registrations

2014-09-10 → 2023-10-24

Ubs Financial Services Inc.

Atlanta, GA
2003-03-19 → 2014-09-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

Atlanta, GA

Other Businesses

1) Magpie Holdings, LLC / Atlanta, GA / Partnership/ Real Estate / Rental Real Estate / Partner / Management of rental real estate / Start Date 3/4/16 /// 2)Conch Shell Harbour Island, Harbour Island, BHS. Second home rental. Owner since November 2022. Compensated. 10 hours per month is devoted to the entity. Zero hours during trading hours. 3)Third Home, Brentwood, TN. Investment Related. Vacation home exchange. Shareholder since June 2015. Not Compensated. Zero hours per month is devoted to the entity. Zero hours during trading hours. 4) 384 College Ave Ruben Square Shopping Center, Clemson, SC. Investment Related. Commercial Real Estate. Shareholder since October 2018. Not Compensated. Private investment in commercial real estate parcel with 4 commercial tenants. Zero hours per month is devoted to the entity. Zero hours during trading hours. 5) Various Conservation Easements through Ecco Terra, Atlanta, GA. Investment Related. Conservation Real Estate. Shareholder since January 2017. Not Compensated. Zero hours per month is devoted to the entity. Zero hours during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-09-12

S66 Uniform Combined State Law Examination

2002-09-12

Designations

Certified Financial Planner

Other Names

Trent Douglas

View on SEC IAPD