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David E Whetsell

Wells Fargo Clearing Services, LLC

Wilkes Barre, PA

Edwardsville, PA

Allentown, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-03-13
  • PA RA
    APPROVED
    Since 2025-03-13

Branch Locations

1230 Highway 315 Blvd, Wilkes Barre, PA 18702 • United States

11 Narrows Shopping Center, Edwardsville, PA 18704 • United States

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ps Bank Wyalusing PA 02/2015 02/2018
Invest Financial Corporation Tampa FL 06/2016 02/2018
Lpl Financial Llc Wyalusing PA 02/2018 03/2025
Wells Fargo Clearing Services, Llc ( Allentown PA 03/2025 Present
  • 02/2015 → 02/2018
    Ps Bank
    Wyalusing, PA
  • 06/2016 → 02/2018
    Invest Financial Corporation
    Tampa, FL
  • 02/2018 → 03/2025
    Lpl Financial Llc
    Wyalusing, PA
  • 03/2025 → Present
    Wells Fargo Clearing Services, Llc (
    Allentown, PA
Previous Registrations
  • 2018-02-14 → 2025-04-08
    Lpl Financial Llc
    Dushore, PA
    Sayre, PA
    Wysox, PA
    Towanda, PA
    Tunkhannock, PA
    Wyalusing, PA
    Factoryville, PA
    Clarks Summit, PA
    Wysox, PA
    Dushore, PA
    Factoryville, PA
    Sayre, PA
    Towanda, PA
    Tunkhannock, PA
    Clarks Summit, PA
    Clarks Green, PA
  • 2016-06-02 → 2018-02-14
    Invest Financial Corporation
    Dushore, PA
    Sayre, PA
    Wysox, PA
    Wyalusing, PA
    Appleton, WI
    Towanda, PA
    Tunkhannock, PA
    Wyalusing, PA
    Factoryville, PA
    Clarks Summit, PA
    Appleton, WI
  • 2015-07-01 → 2016-06-10
    Lpl Financial Llc
    Wyalusing, PA
    Wyalusing, PA
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-30
S63 Uniform Securities Agent State Law Examination 2002-01-25
  • S65 Uniform Investment Adviser Law Examination
    2015-06-30
  • S63 Uniform Securities Agent State Law Examination
    2002-01-25

View on SEC IAPD

Other Firms

MORGAN STANLEY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
JACOBI CAPITAL MANAGEMENT, LLC
JANNEY MONTGOMERY SCOTT LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BANKERS LIFE ADVISORY SERVICES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CITIZENS SECURITIES, INC.

Other Investors

Joseph Karcutskie
TRICIA A. ZELINKA
DANIEL GEORGE CHAUMP
ERIN Mae ORAVIC
Ryan J Hinkle
MARY MCEVOY-DOCKERAY
RICHARD JOSEPH HAZZOURI
CANDICE S TOHME

Other Offices

MORGAN STANLEY · WILKES BARRE, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WILKES BARRE, PA
JACOBI CAPITAL MANAGEMENT, LLC · WILKES BARRE, PA
JANNEY MONTGOMERY SCOTT LLC · Wilkes-Barre, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILKES-BARRE, PA
BANKERS LIFE ADVISORY SERVICES, INC. · Wilkes Barre, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · WILKES BARRE, PA
CITIZENS SECURITIES, INC. · WILKES-BARRE, PA

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