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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2009-06-01
TX RA APPROVED 2009-06-01
  • AL RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED
    Since 2009-06-01

Branch Locations

305 Church Street, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Huntsville AL 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Huntsville, AL
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

1.Domaine South under KJAM, LLC; and CHUK under KJAM, LLC; Investment related-No; Huntsville, AL; Private Company; Sole Owner(proprietor, partner, officer, director, employee, trustee, agent); Feb 2015; During business hours: 0; After business hours: 4; Retail gifts, wine and kitchen goods

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-14
  • S66 Uniform Combined State Law Examination
    1999-10-14
Other Names
  • Michel Alain Denis
  • Michel Denis Jr.
  • Michel Denis
  • Michel Denis Jr.

View on SEC IAPD

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