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Current Employers
Gfn Capital Management

300 N. Coit Road, Suite 1300, Richardson, TX 75080 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-08-28
  • TX RA
    APPROVED
    Since 2006-08-28

Branch Locations

300 N. Coit Road, Suite 1300, Richardson, TX 75080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Glazer Financial Network Dallas TX 01/2002 Present
Glazer Capital Management, Llc Dba Gfn Capital Management Dallas TX 08/2006 Present
Kovack Securities, Inc. Ft. Lauderdale FL 02/2007 Present
  • 01/2002 → Present
    Glazer Financial Network
    Dallas, TX
  • 08/2006 → Present
    Glazer Capital Management, Llc Dba Gfn Capital Management
    Dallas, TX
  • 02/2007 → Present
    Kovack Securities, Inc.
    Ft. Lauderdale, FL
Previous Registrations
  • 2004-09-01 → 2006-06-16
    Fsc Securities Corporation
    Dallas, TX
    Dallas, TX
Other Businesses

1) DBA: GLAZER FINANCIAL NETWORK - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080, MAIN COMPANY FOR MARKETING, VP OF SALES,COLLECTS FEES FOR ACCOUNTING AND PENSION, SALES, 30% OF TIME SPENT, COMPENSATED BY COMMISSIONS. 2) FIXED INSURANCE - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080; FIXED INSURANCE; NON INVESTMENT RELATED; SALES; 40% OF TIME SPENT 3) THE PENSION SPECIALISTS, INC. - A DIVISION OF GLAZER FINANCIAL NETWORK, VICE PRESIDENT, MARKETS FOR PENSION ADMINISTRATION, OVERSEE ADMINISTRATION AND SALES, 10% OF TIME SPENT, COMPENSATED THROUGH GLAZER & ASSOCIATES. 4)DOCTORS RESOURCE SERVICES - A DIVISION OF GLAZER FINANCIAL NETWORK, VP OF SALES, MARKETING TO DOCTORS,SALES, 5% OF TIME SPENT, COMPENSATED THROUGH GLAZER & ASSOCIATES. 5)GLAZER & ASSOCIATES - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080, COLLECTS COMMISSIONS FOR INVESTMENTS AND FIXED INSURANCE, COMPENSATED BY COMMISSIONS. 6) GLAZER CAPITAL MANAGEMENT DBA GFN CAPITAL MANAGEMENT - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080, MARKETS & COLLECTS FEES FOR RIA BUSINESS, CCO, COMPLIANCE AND SALES, 15% OF TIME SPENT, COMPENSATED BY PERCENTAGE OF REVENUE. 7) LG RETIRE, LLC - 4121 SUNFLOWER LANE, TX; NON-INVESTMENT RELATED; BOOKEEPING, FINANCIAL STATEMENTS FOR TAX RETURN AND PAYROLL PROCESSING FORMS; OWNER; 5% OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-23
S63 Uniform Securities Agent State Law Examination 2001-12-14
  • S65 Uniform Investment Adviser Law Examination
    2003-06-23
  • S63 Uniform Securities Agent State Law Examination
    2001-12-14

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