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300 N. Coit Road, Suite 1300, Richardson, TX 75080 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-08-28 |
Branch Locations
300 N. Coit Road, Suite 1300, Richardson, TX 75080 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Glazer Financial Network | Dallas | TX | 01/2002 | Present |
| Glazer Capital Management, Llc Dba Gfn Capital Management | Dallas | TX | 08/2006 | Present |
| Kovack Securities, Inc. | Ft. Lauderdale | FL | 02/2007 | Present |
1) DBA: GLAZER FINANCIAL NETWORK - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080, MAIN COMPANY FOR MARKETING, VP OF SALES,COLLECTS FEES FOR ACCOUNTING AND PENSION, SALES, 30% OF TIME SPENT, COMPENSATED BY COMMISSIONS. 2) FIXED INSURANCE - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080; FIXED INSURANCE; NON INVESTMENT RELATED; SALES; 40% OF TIME SPENT 3) THE PENSION SPECIALISTS, INC. - A DIVISION OF GLAZER FINANCIAL NETWORK, VICE PRESIDENT, MARKETS FOR PENSION ADMINISTRATION, OVERSEE ADMINISTRATION AND SALES, 10% OF TIME SPENT, COMPENSATED THROUGH GLAZER & ASSOCIATES. 4)DOCTORS RESOURCE SERVICES - A DIVISION OF GLAZER FINANCIAL NETWORK, VP OF SALES, MARKETING TO DOCTORS,SALES, 5% OF TIME SPENT, COMPENSATED THROUGH GLAZER & ASSOCIATES. 5)GLAZER & ASSOCIATES - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080, COLLECTS COMMISSIONS FOR INVESTMENTS AND FIXED INSURANCE, COMPENSATED BY COMMISSIONS. 6) GLAZER CAPITAL MANAGEMENT DBA GFN CAPITAL MANAGEMENT - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080, MARKETS & COLLECTS FEES FOR RIA BUSINESS, CCO, COMPLIANCE AND SALES, 15% OF TIME SPENT, COMPENSATED BY PERCENTAGE OF REVENUE. 7) LG RETIRE, LLC - 4121 SUNFLOWER LANE, TX; NON-INVESTMENT RELATED; BOOKEEPING, FINANCIAL STATEMENTS FOR TAX RETURN AND PAYROLL PROCESSING FORMS; OWNER; 5% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-14 |
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