Eric Gerald Caswell

Employer firm

Kingsview Wealth Management, LLC CRD 148107

$8.96B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2001 → 08/2023
  Edward Jones
  St Louis, MO
• 08/2023 → Present
  Kingsview Wealth Management Llc
  Lubbock, TX
• 08/2023 → Present
  Kingsview Partners Llc
  Grants Pass, OR

Previous Registrations

• 2007-02-08 → 2023-09-15
  Edward Jones
  Lubbock, TX

Other Businesses

Brownfield Farmers Cooperative Station Brownfield, TX Start date: 7/19/2014 Board Member Hours per week: 0 Hours during trading: 0 Serve as a board member to establish policy, evaluate the manger and make decisions as they arise.** Caswell Cotton Farms/Eric Caswell Farms Type of business: Farming operation Lubbock, TX Start date: 1/1/2004 Farm Consultant Hours per week: 5 Hours during trading: 1 I'm assisting in the transition of our family farm and it's buying and selling of equipment and property. ** 168 Cattle Co Type of business: Livestock Brownfield, TX Start date: 4/1/2022 partner Hours per week: 0 Hours during trading: 0 We buy, raise and sell cattle ** Brownwell LLC/Agrellus Type of business: Ag chemicals & fertilizer Hart, TX Start date: 1/3/2022 LPT Hours per week: 0 Hours during trading: 0 No responsibilities

Exams

• S66 Uniform Combined State Law Examination
  2007-01-29
• S63 Uniform Securities Agent State Law Examination
  2002-01-18