Christopher D Phillips

Employer firm

World Investment Advisors, LLC CRD 208512

$71.6B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 08/2019
  Principal Financial
  Emeryville, CA
• 03/2016 → 12/2020
  Principal Securites
  Walnut Creek, CA
• 08/2019 → 12/2020
  Principal Life Insurance Co
  Walnut Creek, CA
• 12/2020 → 11/2024
  Pensionmark Securities, Llc
  Santa Barbara, CA
• 12/2020 → Present
  World Investment Advisors, Llc
  Santa Barbara, CA

Previous Registrations

• 2012-04-12 → 2020-12-04
  Principal Securities, Inc.
  Walnut Creek, CA
  Emeryville, CA
  Des Moines, IA
• 2011-03-28 → 2012-03-30
  Cuso Financial Services, L.P.
  East Palo Alto, CA
  Redwood City, CA
  Redwood City, CA
  So. San Francisco, CA
• 2002-05-02 → 2011-03-31
  Osaic Fa, Inc.
  Walnut Creek, CA
  San Ramon, CA

Other Businesses

1. Crump; Non-Investment Related; 10061 Foxboro Circle, San Ramon, CA 94583; Life & Long Term Care; Insurance Agent; 2/7/2013; 0 hours per month; 0 hours per trading hours; Currently not selling.

Exams

• S66 Uniform Combined State Law Examination
  2002-02-26

Other Names

• Christopher D Phillips
• Christopher Donald Phillips