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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-24
AL RA APPROVED 2012-05-04
  • TX RA
    APPROVED_RES
    Since 2024-08-24
  • AL RA
    APPROVED
    Since 2012-05-04

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Birmingham AL 04/2012 Present
Morgan Stanley Private Bank, National Association New York NY 08/2015 Present
  • 04/2012 → Present
    Morgan Stanley Smith Barney
    Birmingham, AL
  • 08/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

*249328 - BNI; Investment related - No; Huntsville, Huntsville; Networking Group; Vice President of the Pinnacle Chapter (proprietor, partner, officer, director, employee, trustee, agent); Jan 2020; During business hours: 8; After business hours: 0; Taking role, reporting: attendence, new members, 1 2 1's.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-26
  • S66 Uniform Combined State Law Examination
    2002-07-26

View on SEC IAPD

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