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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-12
NY RA APPROVED 2026-08-12
  • CT RA
    APPROVED
    Since 2026-08-12
  • NY RA
    APPROVED
    Since 2026-08-12

Branch Locations

Watertown, CT • United States

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
CT RA APPROVED 2016-06-14
  • NY RA
    APPROVED
    Since 2021-06-14
  • CT RA
    APPROVED
    Since 2016-06-14

Branch Locations

Watertown, CT • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Watertown CT 06/2016 Present
Finra New York NY 06/2018 Present
Raymond James Financial Services, Inc Watertown CT 05/2026 Present
Raymond James Financial Services Advisors, Inc Watertown CT 05/2026 Present
  • 06/2016 → Present
    Raymond James And Associates
    Watertown, CT
  • 06/2018 → Present
    Finra
    New York, NY
  • 05/2026 → Present
    Raymond James Financial Services, Inc
    Watertown, CT
  • 05/2026 → Present
    Watertown, CT
Previous Registrations
  • 2009-06-01 → 2016-06-15
    Purchase, NY
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Purchase, NY
  • 2006-02-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Purchase, NY
  • 2003-05-01 → 2006-01-09
    Advest, Inc.
    Hartford, CT
Other Businesses

(1)Name of Business: Address: 1193 / 1195 Meriden Road, Waterbury, CT, 06705, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 10/03/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner / Landlord (2)Name of Business: Address: 44/46 Portland Street, Watertown, CT, 06779, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 12/18/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-19
  • S66 Uniform Combined State Law Examination
    2001-01-19

View on SEC IAPD

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