Julianne Elizabeth Hawes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-01-31
MD	RA	APPROVED	2023-10-06

TX RA
APPROVED

Since 2024-01-31
MD RA
APPROVED

Since 2023-10-06

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

11333 Mccormick Rd, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jaguar Technology Llc	Sykesville	MD	05/2013	07/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	09/2022	Present
Southern New Hampshire University	Manchester	MD	05/2020	08/2021
Homemaker	Sykesville	MD	07/2019	09/2022

05/2013 → 07/2019

Jaguar Technology Llc

Sykesville, MD
09/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
05/2020 → 08/2021

Southern New Hampshire University

Manchester, MD
07/2019 → 09/2022

Homemaker

Sykesville, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-05
S63	Uniform Securities Agent State Law Examination	2003-09-24

S66 Uniform Combined State Law Examination

2023-10-05
S63 Uniform Securities Agent State Law Examination

2003-09-24

Other Names

Julianne Elizabeth Hawes
Julianne Elizabeth Mackey
Julianne Elizabeth Mackey

View on SEC IAPD

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