Colin Michael Sands

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2001 → 03/2020
  Ameriprise Financial Services, Inc.
  Mount Vernon, WA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Mount Vernon, WA

Previous Registrations

• 2003-05-20 → 2004-12-06
  Ameriprise Financial Services, Llc
  Mount Vernon, WA

Other Businesses

Real Estate Ownership; Commercial; gates, , mount vernon, WA, 98273; Investment-Related; 12/31/2019 / Single Family; 7 patterson lane, , mazama, WA, 98833; Not Investment-Related; 08/05/2022. Business Ownership; Trinity Skagit LLC; ; holds real estate already disclosed; 308 Gates Street, ,; Not Investment-Related; 01/01/2014; 1 to 9 hours per month; 0 during trading hours / BAMF LLC; expense paying and bills for rental; LLC to manage expenses for rental properties DBA basecamp 49 and cabins of methow; po box 384, , winthrop, WA, 98862; Not Investment-Related; 08/05/2022; 1 to 9 hours per month; 0 during trading hours / Base Camp builders LLC; Owner; construction management of dirt and site work; 55 Lobos Rund, , Winthrop, WA, 98862; Not Investment-Related; 07/25/2023; 1 to 9 hours per month; 0 during trading hours / Sands Family LLC; Co-owner; just a holding llc for investments only , not a business, treated as disregarded entity; 15 patterson lane, , mazama, WA, 98833; Investment-Related; 06/05/2025; 0 hours per month; 0 during trading hours / KOT Holdings; member, my wife Alisa will be manager/owner; Holding company for equity in Ameriprise practice, no business activity just holds shares of Scannell LLC; 15 patterson lane, , mazama, WA, 98833; Not Investment-Related; 04/01/2026; 0 hours per month; 0 during trading hours. Outside Employment; Scannell LLC; Financial Advisor - service clients and provide financial advice. Provide leadership and training to other advisors.; ; 7525 SE 24th st, suite 120, , Mercer Island, WA, 98040; Investment-Related; 06/01/2015; 40 to 59 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2002-10-29

Other Names

• Colin Michael Sands