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Joseph Rosario Canestro

Sei Investments Management Corp

Oaks, PA

Gilbertsville, PA

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Current Employers
Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-11-06
  • PA RA
    APPROVED
    Since 2019-11-06

Branch Locations

One Freedom Valley Drive, Oaks, PA 19456 • United States

Gilbertsville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Wayne PA 09/2002 02/2018
Td Ameritrade, Inc. Hatfield PA 02/2018 09/2019
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 09/2019
Sei Investments Distribution Company Oaks PA 10/2019 Present
  • 09/2002 → 02/2018
    Scottrade
    Wayne, PA
  • 02/2018 → 09/2019
    Td Ameritrade, Inc.
    Hatfield, PA
  • 02/2018 → 09/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 10/2019 → Present
    Sei Investments Distribution Company
    Oaks, PA
Previous Registrations
  • 2018-02-27 → 2019-09-11
    Td Ameritrade, Inc.
    Hatfield, PA
  • 2018-02-26 → 2019-09-11
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Hatfield, PA
  • 2017-02-13 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-13
S63 Uniform Securities Agent State Law Examination 2002-01-11
  • S66 Uniform Combined State Law Examination
    2017-02-13
  • S63 Uniform Securities Agent State Law Examination
    2002-01-11
Other Names
  • Joseph Rosairo Canestro

View on SEC IAPD

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