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Current Employers
Tru Independence Asset Management, Llc

15350 Sw Sequoia Parkway Suite 250, Portland, OR 97224 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-07-26
  • NC RA
    APPROVED
    Since 2019-07-26

Branch Locations

1515 Mockingbird Lane Suite 880, Charlotte, NC 28209 • United States

15350 Sw Sequoia Parkway Suite 250, Portland, OR 97224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Huntersville NC 10/2007 11/2018
Bank Of America, N.A. Huntersville NC 12/2009 11/2018
Tru Independence Asset Management - Yellow Wood Wealth Solutions Charlotte NC 11/2018 Present
Apw Capital, Inc. Rockaway NJ 01/2019 Present
  • 10/2007 → 11/2018
    Huntersville, NC
  • 12/2009 → 11/2018
    Bank Of America, N.A.
    Huntersville, NC
  • 11/2018 → Present
    Tru Independence Asset Management - Yellow Wood Wealth Solutions
    Charlotte, NC
  • 01/2019 → Present
    Apw Capital, Inc.
    Rockaway, NJ
Previous Registrations
  • 2018-11-05 → 2019-06-27
    Yellowwood Wealth Solutions, Llc
    Charlotte, NC
  • 2007-10-26 → 2018-11-07
    Huntersville, NC
  • 2004-04-07 → 2007-11-02
    A. G. Edwards & Sons, Inc.
    Huntersville, NC
    Huntersville, NC
Other Businesses

1) Tru Independence, Investment related:Yes, d/b/a: YellowWood Wealth Advisors, LLC; 1523 Elizabeth Ave, Suite 210, Charlotte, NC, 28204, RIA, Managing Director Wealth Solutions, 01/09/2019, 90 90%, Financial Advisor 2) APW Capital; Rockaway, New Jersey; Investment Related; Broker Dealer; Registered Representative; 2019; time devoted corresponds to RIA; sale of securities 3) Les Watson - Insurance, Investment related:Yes, 525 North Tryon St. Suite 1611, Charlotte, North Carolina, 28202, , Managing Director, 11/05/2018, 10%, Insurance. 4) YellowWood Financial Advisors, LLC; Charlotte, NC; Investment Related; Investment Advisory Services; Managing Partner; Time Devoted is 40 hours/week.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-06
S63 Uniform Securities Agent State Law Examination 2002-01-16
  • S66 Uniform Combined State Law Examination
    2004-04-06
  • S63 Uniform Securities Agent State Law Examination
    2002-01-16
Designations
Other Names
  • Les Watson
  • Leslie Walker Watson

View on SEC IAPD

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