James William Schultz

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-10-11
FL	RA	APPROVED	2024-10-11
NJ	RA	APPROVED	2024-10-11
NC	RA	APPROVED	2024-10-11

CT RA
APPROVED

Since 2024-10-11
FL RA
APPROVED

Since 2024-10-11
NJ RA
APPROVED

Since 2024-10-11
NC RA
APPROVED

Since 2024-10-11

Branch Locations

Nokomis, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Portfolios Financial Services	Holbrook	NY	11/2010	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

11/2010 → 10/2024

American Portfolios Financial Services

Holbrook, NY
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2011-01-11 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY

Naples, FL
2004-03-11 → 2010-11-16

Osaic Wealth, Inc.

Red Bank, NJ

Hazlet, NJ

Other Businesses

1. WEALTH STRATEGIES GROUP, LLC POSITION: member NATURE: LLC ,Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2001 ADDRESS: 216 Windward Drive, Osprey FL 34229, United States DESCRIPTION: sales 2. INSURANCE 3. Rental Property: 4710 St Croix, Naples Fla 100% ownership, not investment related - 8 hrs devoted monthly

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-01-31

S66 Uniform Combined State Law Examination

2000-01-31

View on SEC IAPD