Steven Pierce Fish

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2006-07-14

VA RA
APPROVED

Since 2006-07-14

Branch Locations

Powhatan, VA • United States

1410 Incarnation Way Suite 201, Charlottesville, VA 22901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Richmond	VA	10/2001	Present
Ondeo Nalco Company	Naperville	IL	09/1992	Present
Lyft	Powhatan	VA	01/2018	Present
Uber	Powhatan	VA	02/2018	Present

10/2001 → Present

New York Life Insurance Company

Richmond, VA
09/1992 → Present

Ondeo Nalco Company

Naperville, IL
01/2018 → Present

Lyft

Powhatan, VA
02/2018 → Present

Uber

Powhatan, VA

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS] [Nyquist Fantastic Alliance; Brokering of health insurance and disability insurance to small group client in Minnesota.; 1325 American Blvd East, Suite 5A, Bloomington, MN 55425; Start Date 06/2016; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [Mary Chan Charters; As the owner & founder of Mary Chan Charters, I am a fishing guide and boat captain. Along with a friend of mine, we take people fishing; 2202 Mill Road, Powhatan, VA 23139; Start Date 12/2014; Role/Title: Captain; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [Mountain Partners LLC; A small group (5) of people who own a large tract of land in North Carolina. Use for recreational purposes. Possibly will build a home there. ; Physical address: 1 Mountain Park Dr, Mars Hill, NC 28754 LLC registered address: 7543 Holley Circle, Panama City Beach, FL 32408; Start Date 02/2024; Role/Title: Owner; Investment Related; 2 hours per month; 2 hours per month during securities trading hours]

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-06-26
S63	Uniform Securities Agent State Law Examination	2002-01-11

S65 Uniform Investment Adviser Law Examination

2006-06-26
S63 Uniform Securities Agent State Law Examination

2002-01-11

Other Names

Steve Fish

View on SEC IAPD