David Mark Charnot

Current Employers

Employment History

• 08/2015 → 09/2025
  Avantax Insurance Agency, Llc
  Orland Park, IL
• 08/2015 → 09/2025
  Avantax Investment Services, Inc.
  Orland Park, IL
• 08/2015 → 09/2025
  Avantax Advisory Services
  Orland Park, IL
• 04/2018 → Present
  Strategize Wealth Management Group Inc
  Orland Park, IL
• 01/2021 → Present
  Strategize Tax Llc
  Orland Park, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Joliet, IL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2026 → Present
  Strategize Home Solutions Llc
  Joliet, IL

Previous Registrations

• 2015-09-02 → 2025-09-05
  Avantax Advisory Services
  Orland Park, IL
  Frankfort, IL
  Las Vegas, NV
  Orland Park, IL
• 2011-07-08 → 2015-09-04
  Pfs Investments Inc.
  Oak Brook, IL
  Lombard, IL
  Crestwood, IL
  Oakbrook, IL

Other Businesses

1) David M Charnot~10431 Louetta Lane~Orland Park~IL~60467~Operational and/or Marketing Name~Other~8/1/2015~140hrs~70hrs~Operational and/or Marketing Name for HD Vest Services 2) Strategize Wealth Management Group Inc~10431 Louetta Lane~Orland Park~IL~60467~Board Position/Officer~Other~4/1/2018~20hrs~0hrs~David Charnot wrote: As the Senior Advisor to over 20 Sub-Advisors, I handle everything that needs to be handled via Strategize Wealth Management Group, Inc. (SWMG) I run payroll twice a month and process all compensation to all SUB-ADVISORS and David Charnot directly using a payroll service provided by SWMG. I run regular training meetings, both in person and via webinar for all SUB-ADVISORS. I assist all SUB-ADVISORS with business processing and tracking via SWMG and the staff of SWMG. I manage the office availability and coordinate office space needs of all SUB-ADVISORS. I oversee the tax filings and business requirements of SWMG. I manage all banking activities and legal matters involving SWMG. I provide the majority of the production to allow SWMG to maintain its level of production (as a team) at Avantax to allow for the whole SWMG network to function as it does. I provide all SUB-ADVISORS compliance reviews and audit preps via SWMG and the staff of SWMG. 3) STRATEGIZE TAX LLC POSITION: President NATURE: The company prepares tax returns for the public and assists them in filing their returns for a fee. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 05/13/2022 ADDRESS: 10431 Louetta Lane, Orland Park IL 60467, United States DESCRIPTION: I am responsible for the business activities of the tax company, I prepare taxes uses a PTIN, I facilitate the processing of tax returns for the public, I assist in the collection of payment of tax return fees from the public, and I assist in the payment of the tax preparer's payroll. 4) STRATEGIZE TAXES & INVESTMENTS POSITION: DBA NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2023 ADDRESS: 9538 W. 147th Street, Orland Park IL 60462, United States DESCRIPTION: DBA 5) NAME OF OTHER BUSINESS: STRATEGIZE HOME SOLUTIONS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REFERRAL MARKETING; START DATE: 1/2026 POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWNER AND REFERRAL MARKETING FOR MORTGAGES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-01-03
• S63 Uniform Securities Agent State Law Examination
  2001-12-29