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Gary J Elefante

LPl Financial LLC

Durham, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2007-02-23
  • NC RA
    APPROVED
    Since 2007-02-23

Branch Locations

1502 W Nc Highway 54, Ste 501, Durham, NC 27707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Durham NC 02/2007 Present
Previous Registrations
Other Businesses

1. 01/09/2007 - DBA ONLY - ELEFANTE FINANCIAL SERVICES - INV REL AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 02/08/2007 - FINANCIAL PROPERTIES LLC - REAL ESTATE RENTAL - FINANCIAL PROPERTIES LLC: MEMBER/OWNER OF OFFICE BUILDING AUTHORITY TO ACT OF BEHALF OF CHECKING ACCOUNT AS DO THE OTHER OWNERS. - 1% OF TIME SPENT 3. 03/19/2014 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - 5% TIME SPENT - PLACING NEW FIXED INSURANCE BUSINESS THROUGH CRUMP INSURANCE SERVICES AS A PRODUCER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-27
  • S66 Uniform Combined State Law Examination
    2001-11-27
Designations
Other Names
  • Gary J Elefante
  • Gary J Elefante, Cfp

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